Reader/Writer Locks

Literature study and example implementations for Reader/Writer Locks

Main reference (actually this one is a takeaway from)
B. Reddy and R. Fields, “Techniques for Reader-Writer Lock Synchronization,” IJEEE, vol. 8, no. 4, pp. 63–73, Dec. 2020, doi: 10.18178/ijeee.8.4.63-73.1

A second thought: this paper doesn’t seem carefully written… There are many typos and inconsistencies. So I’ll just use this as a primer and do literature research myself.

§ Taxonomy

Centralized Reader-Writer locks

  • Preference Reader-Writer Lock: prioritize reader or writer, either unpreferred could starve. Allows for fairness within the preferred side.
  • Phase-fair Reader-Writer lock (improv of preference lock)
  • Task-Fair Reader-Writer Lock: readers and writers are given the same priority. Access to critical section is FIFO.

    [?] what does FIFO mean when concurrent readers are allowed?

    Worst case: interleaving reader and writer would behave like mutual exclusion instead of Reader/Writer lock
  • rw locks with exponential back off
    • fair improvement w/ ticket lock

Queue based Reader-Writer locks

  • MCS spin based Reader-Writer locks
  • Kreiger et al. MCS improvement
  • Hsieh and Weihl improvement
  • CLH lock
  • blased locking

NUMA aware rw locks (such are also either centralized or queue-based)

  • Hierarchical Backoff Lock (HBO)
  • HCLH (hierarchical CLH)
  • lock cohorting
  • augmented general locks

§ impl.

Baseline R/W Lock

R/W Lock in linux kernel


  1. B. Reddy and R. Fields, “Techniques for Reader-Writer Lock Synchronization,” IJEEE, vol. 8, no. 4, pp. 63–73, Dec. 2020, doi:10.18178/ijeee.8.4.63-73.
    https://www.ijeee.net/uploadfile/2020/1214/20201214104118234.pdf ↩︎


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